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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-01
  • MN RA
    APPROVED
    Since 2017-11-01

Branch Locations

245 N Tyler St., Tyler, MN 56178 • United States

717 6Th St. Se, Pipestone, MN 56164 • United States

Hoffman, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tyler MN 09/2013 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
  • 2013-09-16 → 2017-11-01
    Invest Financial Corporation
    Tyler, MN
    Pipestone, MN
    Ivanhoe, MN
  • 2007-06-21 → 2013-06-28
    Investment Centers Of America, Inc.
    Edgerton, MN
    Pipestone, MN
    Pipestone, MN
Other Businesses

1. FMO CAPITAL CARE, 360 PHYLLIS ST, BIG LAKE, MN, 10/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING. 2. TNBC, 5022 GRAND RIDGE DR, WEST DES MOINES, IA, 10/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 2/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. MARJEAN OSSEFOORT, 245 N TYLER ST., TYLER, MN., 08/03/2021, NOTARY, NIR, 1/HR MO, 1/HR MO TRADING 5. JORGENSEN FINANCIAL SERVICES, 245 N Tyler ST, Tyler MN 56178, United States, 09/01/2022, Owner, CIRA Affiliation, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-30
S63 Uniform Securities Agent State Law Examination 2007-06-19
  • S65 Uniform Investment Adviser Law Examination
    2008-06-30
  • S63 Uniform Securities Agent State Law Examination
    2007-06-19
Other Names
  • Marjean Marie Appel

View on SEC IAPD

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