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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-02 |
| CA | RA | APPROVED | 2013-03-08 |
Branch Locations
17232 Ventura Blvd, Encino, CA 91316 • United States
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dpss La County | Burbank | CA | 10/2003 | Present |
| Wells Fargo Bank Na | Studio City | CA | 02/2013 | Present |
| Wells Fargo Advisors Llc | Studio City | CA | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Studio City | CA | 11/2016 | Present |
CITY OF LOS ANGELES IN HOME SUPPORTIVE SERVICES; NOT INV RELATED; BURBANK, CA; CAREGIVER; START 9/1/2003; 80 HOURS PER MONTH, 0 DURING TRADING; PERSONAL CARE, SHOPPING FOR FOOD, LAUNDRY, CLEANING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-24 |
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