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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-02 |
| PA | RA | APPROVED | 2024-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed - Disabled | Laguna Niguel | CA | 02/2014 | 12/2019 |
| Precoa - Funeral Director's Life Insurance | Irwin | PA | 04/2023 | 05/2023 |
| Unemployed - Disabled | Irwin | PA | 01/2020 | 03/2023 |
| Unemployed - Disabled | Irwin | PA | 06/2023 | 09/2023 |
| Aflac | Irwin | PA | 10/2023 | 01/2024 |
| New York Life | Pittsburgh | PA | 02/2024 | 11/2024 |
| Nylife Securities Llc | Pittsburgh | PA | 03/2024 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper Saint Clair | PA | 11/2024 | Present |
| Bank Of America, N.A. | Upper Saint Clair | PA | 01/2025 | Present |
Name of the other businessExecutor of my father's estate (L S)Whether the business is investment-relatedNoAddress of the other businessIrwin,Pennsylvania, 15642,Nature of the other businessExecutor of my father's estateYour positionExecutorTitle, or relationship with the other businessExecutorStart date of your relationship03/2023Approximate number of hours/month you devote to the other businessLess than 10 hours expected for 2025. Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessI hold the title of Executor and am wrapping up my father's affairs as matters arise.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-24 |
| S66 | Uniform Combined State Law Examination | 2009-07-10 |
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