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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-10 |
| TX | RA | APPROVED | 2025-01-10 |
Branch Locations
3515 West Chester Pike, Newtown Square, PA 19073 • United States
100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2011 | 01/2025 |
| Bank Of America, N.A. | Pennington | NJ | 05/2011 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Chesterbrook | PA | 01/2025 | Present |
BRAINIAC UNIVERSE LLC; NOT INVESTMENT RELATED; ABINGTON, PA; 100% OWNERSHIP; 01/01/2006; 20 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; TUTORING, EDUCATIONAL RESOURCES AND TOOLS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-19 |
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