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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2012-12-05 |
| ID | RA | APPROVED | 2012-12-04 |
| TX | RA | APPROVED | 2010-03-26 |
| UT | RA | APPROVED | 2009-01-29 |
Branch Locations
3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States
225 Liberty St, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 04/2008 | Present |
I* 427812 For profit or not for profit: Entity For Profit Name of outside business organization: The S Life Investment related: no Address of business: Pflugerville, TX, 78660 Nature of business: Position, title, association: Other Start date of relationship: 10/19/2020 Number of hours devoted: 10 monthly Number of hours devoted during trading hours: 0 Duties: My wife has an Instagram account. The S Life. She posts pictures and short videos of crafts, food, traditions, travel, and other activities of our family. There is no business entity set up. I* 1703264 Name of OBA: Pink Jukebox Society Address: Investment Related: no Position, Title, Association: n/a Employee Start Date:n/a No Hours: 0 No Hours during trading:0 Duties:n/a
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-27 |
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