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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-31
FL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2021-08-31
  • FL RA
    APPROVED
    Since 2013-02-13

Branch Locations

5464 Village Drive, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Viera FL 10/2014 Present
Previous Registrations
  • 2011-04-20 → 2013-02-13
    Morgan Keegan & Company, Llc
    Winter Park, FL
    Melbourne, FL
  • 2009-06-01 → 2011-04-15
    Orlando, FL
    Melbourne, FL
  • 2007-03-22 → 2009-06-01
    Orlando, FL
    Melbourne, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-20
  • S66 Uniform Combined State Law Examination
    2007-03-20

View on SEC IAPD

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