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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-10-21 |
| TX | RA | APPROVED_RES | 2002-03-04 |
Branch Locations
10000 Avalon Blvd, Alpharetta, GA 30009 • United States
Atlanta, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | GA | 01/2001 | Present |
| Bank Of America, N.A. | Duluth | GA | 12/2009 | Present |
I*: 2207319 Entity Type: For Profit Name of OBA: SINGH REALTY GROUP Address: Atlanta, GA 30338 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/26/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Investment into Commercial Real Estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-09 |
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