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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-05-18 |
Branch Locations
222 2Nd Ave S, Nashville, TN 37201 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 11/2010 | Present |
| Bank Of America, N.A. | Nashville | TN | 03/2016 | Present |
I*3193274Entity Type: Fiduciary roleName of OBA: E. T S.Address: Nashville, Tennessee, 37215Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 11/20/2025Number of Hours: 2, YearlyNumber of Hours during trading: 0Duties: Power of Attorney/ Child/Grandchild I*3168267Entity Type: Fiduciary roleName of OBA: C. R S.Address: Nashville, Tennessee, 37215Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 11/13/2025Number of Hours: 2, YearlyNumber of Hours during trading: 0Duties: Power of Attorney/ Child/Grandchild I*3563266, Entity Type: , Name of OBA: R F S, Address: Nashville, Tennessee, 37215, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/16/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-23 |
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