Sophia I Guyton

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2020-11-13
CT	RA	APPROVED	2008-08-27
TX	RA	APPROVED	2008-08-25

KY RA
APPROVED

Since 2020-11-13
CT RA
APPROVED

Since 2008-08-27
TX RA
APPROVED

Since 2008-08-25

Branch Locations

101 Bullitt Ln, Louisville, KY 40222 • United States

300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	02/2007	Present

02/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Other Businesses

I*879255, Entity Type: Entity For Profit, Name of OBA: Louisville Storks, Address: Prospect, Kentucky 40059, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 08/15/2022, No Hours: 1, No Hours during trading: 0, Duties: My husband and I will be delivering baby announcement signs to families in our neighborhood

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-17

S66 Uniform Combined State Law Examination

2008-08-17

Other Names

Sophia I Zabaneh

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

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