Brian O Walter

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-04
MD	RA	APPROVED	2019-05-24

TX RA
APPROVED_RES

Since 2021-10-04
MD RA
APPROVED

Since 2019-05-24

Branch Locations

10500 Little Patuxent Parkway Suite 350, Columbia, MD 21044-3520 • United States

Woodbine, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Department Of Defense	Ft. Meade	MD	07/2008	03/2019
Rbc Capital Markets, Llc.	Columbia	MD	03/2019	Present

07/2008 → 03/2019

Department Of Defense

Ft. Meade, MD
03/2019 → Present

Rbc Capital Markets, Llc.

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-24

S66 Uniform Combined State Law Examination

2019-05-24

View on SEC IAPD

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