Arthur Gallant

Current Employers

Employment History

• 02/2007 → 03/2017
  Metlife Securities Inc
  Wethersfield, CT
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Glastonbury, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Glastonbury, CT

Previous Registrations

• 2007-12-12 → 2017-03-25
  Msi Financial Services, Inc.
  Glastonbury, CT
  Shelton, CT

Other Businesses

1) Independent Insurance Agent-1hrs sec, 1hrs nonsec-Dental and Group Disability Income, Disability, Fixed Annuities, Life/Accident/Health, Long-Term Care, and Medicare Related Products-since 12/2014 2) NAME: Arthur R Gallant Financial Services, LLC INV REL: Y ADD: Residential Address NATURE: LLC used for pass through account for income received from MML Investors Services business POSITION: Owner START DATE: 10/30/2023 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: Wealth management for clients 3) NAME: Arthur R Gallant Insurance Services, LLC INV REL: Y ADD: Residential Address NATURE: LLC used for pass through income received from outside insurance business POSITION: Owner START DATE: 10/30/2023 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: Insurance broker for clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-04
• S63 Uniform Securities Agent State Law Examination
  2007-06-02

Designations