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David Joseph Yarema

Wells Fargo Clearing Services, LLC

Portsmouth, NH

South Portland, ME

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-05-03
NY RA APPROVED 2022-05-03
ME RA APPROVED 2022-05-02
TX RA APPROVED 2022-05-02
  • NH RA
    APPROVED
    Since 2022-05-03
  • NY RA
    APPROVED
    Since 2022-05-03
  • ME RA
    APPROVED
    Since 2022-05-02
  • TX RA
    APPROVED
    Since 2022-05-02

Branch Locations

1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States

South Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland ME 02/2015 04/2022
Wells Fargo Clearing Services, Llc Portsmouth NH 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-08
  • S66 Uniform Combined State Law Examination
    2000-05-08

View on SEC IAPD

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KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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