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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2022-05-03 |
| NY | RA | APPROVED | 2022-05-03 |
| ME | RA | APPROVED | 2022-05-02 |
| TX | RA | APPROVED | 2022-05-02 |
Branch Locations
1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States
South Portland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | ME | 02/2015 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-08 |
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