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Heather A Hubert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Mount Laurel, NJ

Wilmington, DE

Rehoboth Beach, DE

Dover, DE

New Castle, DE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-04-12
DE RA APPROVED 2015-11-06
TX RA APPROVED 2015-11-04
  • NJ RA
    APPROVED
    Since 2021-04-12
  • DE RA
    APPROVED
    Since 2015-11-06
  • TX RA
    APPROVED
    Since 2015-11-04

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

2951 Centerville Rd, Wilmington, DE 19808 • United States

18949 Coastal Hwy, Rehoboth Beach, DE 19971 • United States

55 Kings Hwy, Dover, DE 19901 • United States

New Castle, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-04
S63 Uniform Securities Agent State Law Examination 2007-12-15
  • S66 Uniform Combined State Law Examination
    2015-11-04
  • S63 Uniform Securities Agent State Law Examination
    2007-12-15
Other Names
  • Heather Anne Hannisick

View on SEC IAPD

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Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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