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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-05
WA RA APPROVED 2019-01-22
  • TX RA
    APPROVED
    Since 2019-03-05
  • WA RA
    APPROVED
    Since 2019-01-22

Branch Locations

15130 Main Street Suite 200, Mill Creek, WA 98012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2007 01/2019
Raymond James Financial Services, Inc Mill Creek WA 01/2019 Present
Raymond James Financial Services Advisors, Inc Mill Creek WA 01/2019 Present
Cotterill Rv Rental Snohomish WA 05/2018 12/2022
Previous Registrations
  • 2007-05-09 → 2019-01-28
    St Louis, MO
    Woodinville, WA
    Bellevue, WA
    Sultan, WA
Other Businesses

(1) Name of Business: Cotterill Wealth Services LLC Address: 15130 Main St Ste 200, Mill Creek, WA, 98012-7370, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/05/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of business associated with Raymond James Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-06
  • S66 Uniform Combined State Law Examination
    2007-04-06

View on SEC IAPD

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