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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-01-30
  • NV RA
    APPROVED
    Since 2024-01-30

Branch Locations

5305 Reno Corporate Dr Ste 200, Reno, NV 89511 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

835 Maestro Dr, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Reno NV 10/2014 01/2024
Lpl Financial Llc Reno NV 01/2024 Present
  • 10/2014 → 01/2024
    Ameriprise Financial Services, Inc.
    Reno, NV
  • 01/2024 → Present
    Reno, NV
Previous Registrations
  • 2014-10-22 → 2024-02-13
    Reno, NV
    Reno, NV
  • 2011-01-03 → 2014-07-03
    Minneapolis, MN
    Truckee, CA
    Incline Village, NV
    Scottsdale, AZ
    Reno, NV
    Incline Village, NV
    Reno, NV
    Charlotte, NC
  • 2007-05-31 → 2011-01-03
    Wells Fargo Investments, Llc
    Reno, NV
    Incline Village, NV
    Truckee, CA
Other Businesses

1) 12/2023 - GPS WEALTH ADVISORS / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 160 Hrs per month / 100% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-30
  • S66 Uniform Combined State Law Examination
    2007-05-30
Designations
Other Names
  • Mary Irene Garcia
  • Irene Self
  • Mary Irene Garcia

View on SEC IAPD

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