Shannon Jean Mcginty

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 06/2017
  Ameriprise Financial Services, Inc.
  St Louis, MO
• 01/2018 → 08/2023
  Securian Financial Services Inc.
  St. Paul, MN
• 01/2018 → Present
  North Star
  Minneapolis, MN
• 06/2017 → 12/2017
  Unemployed
  Na, MO
• 01/2018 → 10/2021
  Cri Securities Llc
  St. Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Minneapolis, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  North Star Resource Group
  Minneapolis, MN

Previous Registrations

• 2018-02-08 → 2023-08-10
  Securian Financial Services, Inc.
  Minneapolis, MN
  St. Paul, MN
• 2018-02-08 → 2021-10-20
  Cri Securities, Llc
  Minneapolis, MN
• 2011-06-30 → 2017-06-02
  Ameriprise Financial Services, Llc
  Saint Louis, MO
  Manchester, MO

Other Businesses

1) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2008-03-03

Other Names

• Shannon Jean Mcginty
• Shannon Jean Mc Ginty