Stephanie Ann Peddy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1994 → Present
  Armstrong, Backus & Co., Llp
  San Angelo, TX
• 06/2012 → 10/2019
  1St Global Capital Corp.
  San Angelo, TX
• 06/2012 → 10/2019
  1St Global Advisors Inc.
  San Angelo, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  San Angelo, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  San Angelo, TX
• 02/1994 → Present
  Armstrong, Backus & Co., Llp
  San Angelo, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  San Angelo, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  San Angelo, TX
• 2012-12-19 → 2019-10-25
  1St Global Advisors Inc
  San Angelo, TX

Other Businesses

1) ARMSTRONG, BACKUS & CO. PC POSITION: FINANCIAL SERVICES COORDINATOR NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2007 ADDRESS: Ste 200, San Angelo TX 76903, DESCRIPTION: STARTED WORKING IN FINANCIAL SERVICES IN JAN. 2007, WORK IN FINANCIAL SERVICES ABOUT 20 HOURS A MONTH, DUTIES ARE SETTING UP NEW CLIENTS, DEPOSITING CHECKS, BLOTTER, COMPLIANCE AND ALL ADMIN RELATED 2) ARMSTRONG, BACKUS & CO., LLP POSITION: Manager NATURE: Accounting services, firm payroll INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 02/09/1994 ADDRESS: 515 W. Harris, Suite 200, San Angelo TX 76903, United States DESCRIPTION: Firm payroll, employee maintenance, accounting services dept payroll backup

Exams

• S66 Uniform Combined State Law Examination
  2012-12-18

Other Names

• Stephanie Ann Springer