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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

515 W Harris Suite 200, San Angelo, TX 76902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Armstrong, Backus & Co., Llp San Angelo TX 02/1994 Present
1St Global Capital Corp. San Angelo TX 06/2012 10/2019
1St Global Advisors Inc. San Angelo TX 06/2012 10/2019
Avantax Advisory Services San Angelo TX 10/2019 09/2025
Avantax Investment Services, Inc. San Angelo TX 10/2019 09/2025
Armstrong, Backus & Co., Llp San Angelo TX 02/1994 Present
Cetera Wealth Services, Llc San Angelo TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/1994 → Present
    Armstrong, Backus & Co., Llp
    San Angelo, TX
  • 06/2012 → 10/2019
    1St Global Capital Corp.
    San Angelo, TX
  • 06/2012 → 10/2019
    1St Global Advisors Inc.
    San Angelo, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    San Angelo, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    San Angelo, TX
  • 02/1994 → Present
    Armstrong, Backus & Co., Llp
    San Angelo, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    San Angelo, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    San Angelo, TX
  • 2012-12-19 → 2019-10-25
    1St Global Advisors Inc
    San Angelo, TX
Other Businesses

1) ARMSTRONG, BACKUS & CO. PC POSITION: FINANCIAL SERVICES COORDINATOR NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2007 ADDRESS: Ste 200, San Angelo TX 76903, DESCRIPTION: STARTED WORKING IN FINANCIAL SERVICES IN JAN. 2007, WORK IN FINANCIAL SERVICES ABOUT 20 HOURS A MONTH, DUTIES ARE SETTING UP NEW CLIENTS, DEPOSITING CHECKS, BLOTTER, COMPLIANCE AND ALL ADMIN RELATED 2) ARMSTRONG, BACKUS & CO., LLP POSITION: Manager NATURE: Accounting services, firm payroll INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 02/09/1994 ADDRESS: 515 W. Harris, Suite 200, San Angelo TX 76903, United States DESCRIPTION: Firm payroll, employee maintenance, accounting services dept payroll backup

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-18
  • S66 Uniform Combined State Law Examination
    2012-12-18
Other Names
  • Stephanie Ann Springer

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