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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-21
UT RA APPROVED 2007-08-13
  • TX RA
    APPROVED_RES
    Since 2014-07-21
  • UT RA
    APPROVED
    Since 2007-08-13

Branch Locations

1100 E 6600 S, Salt Lake City, UT 84121 • United States

Park City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 07/2007 Present
Bank Of America, N.A. Salt Lake City UT 08/2011 Present
Previous Registrations
  • 2007-05-31 → 2007-07-24
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
    South Jordan, UT
Other Businesses

I*27186 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PARK CITY RACQUET CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: PARK CITY,, UTAH 84060 NATURE OF BUSINESS: OTHER, MUNICIPALITY POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 39289 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING 2-4 HRS TENNIS PER WEEK TENNIS PROFESSIONAL I*123212 For profit or not for profit: Non-Profit Organization Name of outside business organization: Park City Community Foundation Investment related: Y Address of business: Park City, Utah 84060 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 5/1/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I was formerly on the Board until lsat month and they asked me to move off the Bd as my term had ended and help on the finance committee Roles and task are participating in a quarterly finance committee mtg - no checkor money resp.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-29
  • S66 Uniform Combined State Law Examination
    2007-05-29
Other Names
  • Jon Michael Monk

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