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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-21 |
| UT | RA | APPROVED | 2007-08-13 |
Branch Locations
1100 E 6600 S, Salt Lake City, UT 84121 • United States
Park City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 07/2007 | Present |
| Bank Of America, N.A. | Salt Lake City | UT | 08/2011 | Present |
I*27186 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PARK CITY RACQUET CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: PARK CITY,, UTAH 84060 NATURE OF BUSINESS: OTHER, MUNICIPALITY POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 39289 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING 2-4 HRS TENNIS PER WEEK TENNIS PROFESSIONAL I*123212 For profit or not for profit: Non-Profit Organization Name of outside business organization: Park City Community Foundation Investment related: Y Address of business: Park City, Utah 84060 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 5/1/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I was formerly on the Board until lsat month and they asked me to move off the Bd as my term had ended and help on the finance committee Roles and task are participating in a quarterly finance committee mtg - no checkor money resp.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-29 |
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