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Inactive

Corey Stephen Waddell

Capital Cities, LLC

Indianapolis, IN

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Current Employers
Capital Cities, Llc

426 East New York Street, Indianapolis, IN 46202-3602 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-03-07
  • IN RA
    APPROVED
    Since 2024-03-07

Branch Locations

426 East New York Street, Indianapolis, IN 46202-3602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Cities, Llc Indianapolis IN 10/2013 Present
Capital Cities Investments Indianapolis IN 04/2014 Present
Capital Cities. Llc Indianapolis IN 01/2017 Present
Capital Cities, Llc Indianapolis IN 10/2013 01/2017
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-20
  • S65 Uniform Investment Adviser Law Examination
    2013-11-20
Designations
Other Names
  • Corey S Waddell

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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