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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-18
TX RA APPROVED 2026-08-18
  • CA RA
    APPROVED
    Since 2026-08-18
  • TX RA
    APPROVED
    Since 2026-08-18

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

3625 E. Thousand Oaks Blvd. Suite 138, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Thousand Oaks CA 01/2007 06/2021
Commonwealth Financial Network San Diego CA 06/2021 08/2026
Kestra Investment Services, Llc Westlake Village CA 08/2026 Present
Kestra Advisory Services, Llc Westlake Village CA 08/2026 Present
Previous Registrations
  • 2021-06-01 → 2026-08-20
    Westlake Village, CA
  • 2007-05-09 → 2021-06-03
    Woodbury Financial Services, Inc.
    Westlake Village, CA
Other Businesses

Name: Q&A INSURANCE MARKETING POSITION: Benefits Consultant NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 50 Oak Ct, Suite 110, Danville CA 94526, United States DESCRIPTION: Q&A Ins Marketing partners with multiple contractor associations in the State of CA. Each Contractor Association is tied to a county region. I specifically serve the Ventura County Contractors Association. Name: PAGANO FINANCIAL GROUP POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/09/2007 ADDRESS: 3625 E Thousand Oaks Blvd, Suite 138, Thousand Oaks CA 91362, United States DESCRIPTION: Fiduciary Investment Management Client Services Portfolio Evaluation & Design Retirement & Succession Planning Name: KESTRA ADVISORY SERVICES LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/18/2026 ADDRESS: 5707 Southwest Parkway Bld 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Fiduciary Investment Advisory Services Portfolio Evaluation & Design Retirement & Succession Planning Name: PAGANO FINANCIAL POSITION: Agent NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2012 ADDRESS: 3625 E Thoudand Oaks Blvd., Suote 138, Westlake Village CA 91362, United States DESCRIPTION: Sales Rep, Service Client Needs Name: LEAVITT PACIFIC INSURANCE BROKERS INC. POSITION: Benefits Consultant NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2026 ADDRESS: 1570 The Alameda, Suite 101, San Jose CA 95126, United States DESCRIPTION: Leavitt Pacific Insurance Brokers partners with multiple contractor associations in the State of CA. Each Contractor Association is tied to a county region. I specifically serve the Ventura County Contractors Association.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-20
  • S66 Uniform Combined State Law Examination
    2007-04-20

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