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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-22 |
| PA | RA | APPROVED | 2025-08-21 |
| TX | RA | APPROVED | 2025-02-18 |
| SC | RA | APPROVED | 2025-01-07 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Advisory Group | Williamsville | NY | 06/2007 | Present |
| Bada Bing Bar & Grill | Buffalo | NY | 07/2006 | Present |
| Guardian Life Insurance Co Of America | Buffalo | NY | 09/2011 | Present |
| Park Avenue Securities Llc | Buffalo | NY | 09/2011 | Present |
1)POA for Spouse, Start: 05/26/2010, Address: 27 Katelyn Ln. Lancaster, NY 14086, 0 total hours per month, Not investment related, No annual compensation, 2) Insurance other than Guardian, Start: 08/07/2025, Address: 600 Delaware Ave Buffalo, NY 14202, 1 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-30 |
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