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Elizabeth Cervantes

Morgan Stanley

Newport Beach, CA

Brea, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-09
TX RA APPROVED 2024-12-06
  • CA RA
    APPROVED
    Since 2024-12-09
  • TX RA
    APPROVED
    Since 2024-12-06

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Ten Pointe Drive Suite 400, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc El Segundo CA 12/2013 11/2016
Wells Fargo Clearing Services, Llc El Segundo CA 11/2016 12/2024
Morgan Stanley Smith Barney Llc Newport Beach CA 12/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2025 Present
  • 12/2013 → 11/2016
    Wells Fargo Advisors, Llc
    El Segundo, CA
  • 11/2016 → 12/2024
    Wells Fargo Clearing Services, Llc
    El Segundo, CA
  • 12/2024 → Present
    Morgan Stanley Smith Barney Llc
    Newport Beach, CA
  • 01/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2013-12-16 → 2024-12-13
    Wells Fargo Clearing Services, Llc
    Norwalk, CA
    La Mirada, CA
    El Segundo, CA
    El Segundo, CA
    Norwalk, CA
  • 2008-01-02 → 2013-12-18
    Citigroup Global Markets Inc.
    Covina, CA
    San Jose, CA
    Monrovia, CA
    Whittier, CA
    Whittier, CA
    Pasadena, CA
    Fountain Valley, CA
    Monrovia, CA
    San Francisco, CA
    Downey, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
  • S66 Uniform Combined State Law Examination
    2007-12-17
Designations
Other Names
  • Elizabeth Roman Cervantes
  • Elizabeth Roman

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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