James Loomis

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 04/2019
  E*Trade Securities Llc
  Sandy, UT
• 10/2015 → 03/2017
  Advantage Resourcing
  Salt Lake City, UT
• 03/2017 → 04/2018
  Auric Solar
  Salt Lake City, UT
• 04/2018 → 08/2018
  Unemployed
  Salt Lake City, UT
• 04/2019 → 06/2019
  E*Trade Securities Llc
  Sandy, UT
• 01/2021 → Present
  Wells Fargo Clearing Services Llc
  Salt Lake City, UT
• 09/2019 → Present
  Houston Shutters
  Houston, TX
• 06/2019 → 09/2019
  Unemployed
  Salt Lake City, UT

Previous Registrations

• 2008-06-12 → 2009-02-06
  Thrivent Investment Management Inc.
  Thousand Oaks, CA
  Mission Viejo, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, SANDY, UT, 100% OWNERSHIP, START DATE: 9/1/23, 1 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams

• S66 Uniform Combined State Law Examination
  2024-10-26
• S63 Uniform Securities Agent State Law Examination
  2018-11-07

Other Names

• James C Loomis
• James Christopher Loomis