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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-11-07 |
Branch Locations
5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 09/2018 | 04/2019 |
| Advantage Resourcing | Salt Lake City | UT | 10/2015 | 03/2017 |
| Auric Solar | Salt Lake City | UT | 03/2017 | 04/2018 |
| Unemployed | Salt Lake City | UT | 04/2018 | 08/2018 |
| E*Trade Securities Llc | Sandy | UT | 04/2019 | 06/2019 |
| Wells Fargo Clearing Services Llc | Salt Lake City | UT | 01/2021 | Present |
| Houston Shutters | Houston | TX | 09/2019 | Present |
| Unemployed | Salt Lake City | UT | 06/2019 | 09/2019 |
RENTAL PROPERTY, INV RELATED, SANDY, UT, 100% OWNERSHIP, START DATE: 9/1/23, 1 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-07 |
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