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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-01
IL RA APPROVED 2019-07-18
  • TX RA
    APPROVED_RES
    Since 2019-10-01
  • IL RA
    APPROVED
    Since 2019-07-18

Branch Locations

4443 Marsh Hawk Drive, Loves Park, IL 61111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Adivsors Rockford IL 08/2014 06/2019
Raymond James & Associates Loves Park IL 07/2019 Present
N/A - Rental Real Estate Rockford IL 07/2019 Present
  • 08/2014 → 06/2019
    Bmo Harris Financial Adivsors
    Rockford, IL
  • 07/2019 → Present
    Raymond James & Associates
    Loves Park, IL
  • 07/2019 → Present
    N/A - Rental Real Estate
    Rockford, IL
Previous Registrations
Other Businesses

(1)Name of Business: Property is under my name Address: 157 Shadow Ridge Ln, Rockford, IL, 61107, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/18/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collecting rent. Outsourcing property maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-21
  • S66 Uniform Combined State Law Examination
    2007-03-21

View on SEC IAPD

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