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Nirmal Rout

Edward Jones

Alameda, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-16
CA RA APPROVED 2019-06-03
  • TX RA
    APPROVED_RES
    Since 2021-02-16
  • CA RA
    APPROVED
    Since 2019-06-03

Branch Locations

2412 Central Avenue, Alameda, CA 94501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Leandro CA 08/2006 05/2019
Wells Fargo Advisors Llc San Leandro CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Leandro CA 11/2016 05/2019
Edward Jones St. Louis MO 06/2019 Present
  • 08/2006 → 05/2019
    Wells Fargo Bank, N.A.
    San Leandro, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Leandro, CA
  • 11/2016 → 05/2019
    Wells Fargo Clearing Services, Llc
    San Leandro, CA
  • 06/2019 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2011-01-03 → 2019-05-08
    Wells Fargo Clearing Services, Llc
    Walnut Creek, CA
    San Leandro, CA
    Alameda, CA
    Walnut Creek, CA
    Alameda, CA
    Walnut Creek, CA
  • 2007-04-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Alameda, CA
    Oakland, CA
Other Businesses

"house Rental Type of business: rental Oakland, CA Start date: 1/1/2016 owner Hours per week: 1 Hours during trading: 0 Desc: Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-02
  • S66 Uniform Combined State Law Examination
    2007-04-02
Designations
Other Names
  • Nirmal Kumar Rout

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
OSAIC WEALTH, INC.
KEVIN KENNEDY, LLC
LEGACY WEALTH MANAGEMENT, LLC

Other Investors

LIEN LAY
JIMIN CHEN
Askar Habybayli
Zachary R Ginsburg
Todd J. Evans
BITALS MAHARJAN
JAZMIN ERENDIRA SORIANO
Man Shing Kevin Wong

Other Offices

J.P. MORGAN SECURITIES LLC · ALAMEDA, CA
WELLS FARGO CLEARING SERVICES, LLC · ALAMEDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALAMEDA, CA
LPL FINANCIAL LLC · ALAMEDA, CA
EDWARD JONES · ALAMEDA, CA
EDWARD JONES · ALAMEDA, CA
U.S. BANCORP ADVISORS, LLC · Alameda, CA
OSAIC WEALTH, INC. · ALAMEDA, CA

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