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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities Llc | Dublin | OH | 09/2010 | 12/2017 |
| Nationwide | Sciota | PA | 09/2010 | 12/2017 |
| Lpl Financial Llc | San Diego | CA | 12/2017 | Present |
1)12/20/17- Hagy Financial Services, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Sciota, PA- 40% 2)12/20/17- Hagy Insurance Agency- Non-Variable Insurance- property and casualty - Inv. Related- Sciota, PA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-23 |
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