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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-12-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance Company | Columbus | OH | 12/1998 | 12/2017 |
| Nationwide Securities, Llc | Tobyhana | PA | 08/2008 | 12/2017 |
| Lpl Financial Llc | Sciota | PA | 12/2017 | Present |
1)12/20/17- Hagy Financial Services, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Sciota, PA - 80% 2)12/20/17- Hagy Insurance Agency- Owner- Inv. Related- Sciota, PA- 20% 3) 3/25/2021 â?" Hamilton Township â?" Not Investment Related â?" 229 Fenner Ave Sciota, PA 18354 â?" Other-Politics/Government â?" Auditor â?" Start Date: 5/3/2021 â?" 0 Hours Per Month/0 Hours During Securities Trading â?" Review the local township budget for mistakes or discrepancies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-13 |
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