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Mark Christopher Livoti

Ubs Financial Services Inc.

Washington, DC

Annapolis, MD

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-06
VA RA APPROVED 2022-06-13
MD RA APPROVED 2022-05-06
DC RA APPROVED 2009-08-18
  • NY RA
    APPROVED
    Since 2024-05-06
  • VA RA
    APPROVED
    Since 2022-06-13
  • MD RA
    APPROVED
    Since 2022-05-06
  • DC RA
    APPROVED
    Since 2009-08-18

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

3 Park Place 3Rd Floor, Annapolis, MD 21401 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 01/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-27
  • S66 Uniform Combined State Law Examination
    2009-07-27

View on SEC IAPD

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