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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-02-01 |
| CA | RA | APPROVED | 2013-08-19 |
| CT | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Greenwich | CT | 02/2007 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 10/2009 | Present |
I*: 470148 Entity Type: Entity Charitable Name of OBA: Governors Economic Development Board - Utah Address: Salt Lake City, UT Investment Related: No Position, Title, Association: Board Member Employee Start Date: 1/1/2024 Number of Hours: 8 hours monthly Number of Hours during trading: 4 hours monthly Duties: I simply would be running the closed door meetings the incentives are provided to us by the Governors Office of Economic Opportunity Staff based on statute and previous incentives.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-19 |
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