Andrew Maurice Flattery

Employer firm

Flattery Wealth Management LLC CRD 315190

$17.5M regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 09/2018
  Bmo Harris Financial Advisors, Inc
  Kansas City, MO
• 09/2018 → 04/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2018 → 04/2022
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2021 → Present
  Simple Wealth Planning Llc
  North Kansas City, MO

Previous Registrations

• 2018-09-21 → 2022-04-21
  Cambridge Investment Research Advisors, Inc.
  North Kansas City, MO
• 2014-01-08 → 2018-09-21
  Bmo Harris Financial Advisors, Inc.
  Kansas City, MO
  Independence, MO
  Liberty, MO
  St Joseph, MO
• 2012-12-04 → 2014-01-14
  Rbc Capital Markets, Llc
  Denver, CO

Other Businesses

1)ANDY FLATTERY, 950 NW NAVAJO ST, INDEPENDENT INSURANCE AGENT, Riverside, MO 4/25/14, THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 4.PODCASTER, 950 NW NAVAJO ST, RIVERSIDE, MO, 1/2020 MAKING APPEARANCES ON "CATHOLIC MONEY MASTERMIND" PODCAST. INV REL - 4/MO - 0/TRADING. 5. CITY ON A HILL CATHOLIC YOUNG ADULT MINISTY, 20 W 9TH STREET, KANSAS CITY, MO, BOARD MEMBER OF A NON-PUBLIC ENTITY, 05/12/21, NIR, 1 HR/MO- 1/TRADING HR. 6. SIMPLE WEALTH PLANNING, 1520 CLAY STREET, STE H-18, NORTH KANSAS CITY, MO, ADV REP OF A REG INV ADVISOR, 09/01/21, INV REL, OWNER, 40/MO- 40/TRADING HR.

Exams

• S66 Uniform Combined State Law Examination
  2012-12-03
• S63 Uniform Securities Agent State Law Examination
  2010-10-26

Designations

• Certified Financial Planner