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Steven J. Leach

J.P. Morgan Securities LLC

Phoenix, AZ

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-05
TX RA APPROVED 2025-11-04
  • AZ RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED
    Since 2025-11-04

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

10 S Dearborn St Floor 19, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2014 11/2016
Jpmorgan Chase Bank Na Scottsdale AZ 02/2017 Present
Jpmorgan Securities Llc Scottsdale AZ 02/2017 Present
Unemployed Phoenix AZ 11/2016 02/2017
  • 09/2014 → 11/2016
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2017 → Present
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 02/2017 → Present
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 11/2016 → 02/2017
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-04
S63 Uniform Securities Agent State Law Examination 2014-10-07
  • S66 Uniform Combined State Law Examination
    2025-11-04
  • S63 Uniform Securities Agent State Law Examination
    2014-10-07
Other Names
  • Steven Joseph Leach

View on SEC IAPD

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