Best Investors Account Sign in
Inactive

James Frederick Petricciani

Convexity Wealth Management, LLC

Seattle, WA

Seattle, WA

Claim This Profile
Current Employers
Convexity Wealth Management, Llc

600 Stewart St Ste 400, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
OR RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2024-01-25
WA RA APPROVED 2024-01-19
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • OR RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2024-01-25
  • WA RA
    APPROVED
    Since 2024-01-19

Branch Locations

600 Stewart St Ste 400, Seattle, WA 98101 • United States

1700 7Th Ave Ste 116204, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
2Nd St. Capital Management Llc Mountain View CA 07/2014 12/2022
Convexity Wealth Management, Llc Seattle WA 01/2023 Present
Previous Registrations
  • 2015-08-31 → 2023-01-30
    2Nd St. Capital Management Llc.
    Mountain View, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-24
  • S65 Uniform Investment Adviser Law Examination
    2014-09-24

View on SEC IAPD

Other Firms

KLAKNA GROUP LTD
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC
MADISON PARK CAPITAL ADVISORS, LLC
ETERNAL DIGITAL FUND LTD.
FREESTONE CAPITAL MANAGEMENT, LLC
CEDAR RIVER CAPITAL, LLC
ROBERT A. UNDERHILL P.C.
SITKA PACIFIC CAPITAL MANAGEMENT, LLC

Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor