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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
MI RA APPROVED 2024-07-08
  • TX RA
    APPROVED
    Since 2024-08-20
  • MI RA
    APPROVED
    Since 2024-07-08

Branch Locations

3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 11/2014 07/2017
Jpmorgan Chase Bank, N.A. Chicago IL 11/2014 07/2017
Unemployed Chicago IL 08/2017 12/2017
Jpmorgan Chase Bank, N.A. Louisville KY 03/2018 09/2020
J.P. Morgan Securities Llc Louisville KY 03/2018 09/2020
Unemployed Prospect KY 12/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Auburn Hills MI 06/2024 Present
J.P. Morgan Securities Llc Prospect KY 09/2020 08/2021
J.P. Morgan Securities Llc Bloomfield Hills MI 09/2021 04/2024
J.P. Morgan Securities Llc West Bloomfield MI 05/2024 06/2024
Jpmorgan Chase Bank, N.A. Prospect KY 09/2020 08/2021
Jpmorgan Chase Bank, N.A. Bloomfield Hills MI 09/2021 04/2024
Jpmorgan Chase Bank, N.A. West Bloomfield MI 05/2024 06/2024
Bank Of America, N.A. Auburn Hills MI 07/2024 Present
Previous Registrations
  • 2020-09-08 → 2024-06-25
    Louisville, KY
    Louisville, KY
    Crestwood, KY
    Louisville, KY
    Bloomfield Hills, MI
    West Bloomfield, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
S63 Uniform Securities Agent State Law Examination 2014-12-18
  • S66 Uniform Combined State Law Examination
    2019-10-03
  • S63 Uniform Securities Agent State Law Examination
    2014-12-18
Other Names
  • Lindsy Marie Rosario
  • Lindsy Partridge
  • Lindsy M Partridge
  • Lindsy Marie Partridge

View on SEC IAPD

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