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Sarah Ann Wolk

Mosaic Wealth

St. Louis, MO

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Current Employers
Mosaic Wealth

1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-04
  • MO RA
    APPROVED
    Since 2022-01-04

Branch Locations

1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mosaic Family Wealth, Llc St. Louis MO 06/2016 12/2021
Mosaic Family Wealth Partners, Llc St. Louis MO 01/2022 Present
  • 06/2016 → 12/2021
    Mosaic Family Wealth, Llc
    St. Louis, MO
  • 01/2022 → Present
    Mosaic Family Wealth Partners, Llc
    St. Louis, MO
Previous Registrations
  • 2017-05-08 → 2022-01-03
    Mosaic Family Wealth, Llc
    St. Louis, MO
Other Businesses

INSURANCE SALES; SAME ADDRESS; NON-INVESTMENT RELATED; APPRX 10% OF TIME DURING THE MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-08
S63 Uniform Securities Agent State Law Examination 2010-01-28
  • S65 Uniform Investment Adviser Law Examination
    2017-05-08
  • S63 Uniform Securities Agent State Law Examination
    2010-01-28
Designations
Other Names
  • Sarah Ann Jackson

View on SEC IAPD

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