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Michael Richard Grimm

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2013-04-11
  • MO RA
    APPROVED
    Since 2013-04-11

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2013-04-11
  • MO RA
    APPROVED
    Since 2013-04-11

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gallatin Asset Management, Inc. St. Louis MO 06/2006 Present
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
  • 06/2006 → Present
    Gallatin Asset Management, Inc.
    St. Louis, MO
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Saint Louis, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-16
S63 Uniform Securities Agent State Law Examination 2000-04-28
  • S65 Uniform Investment Adviser Law Examination
    2000-05-16
  • S63 Uniform Securities Agent State Law Examination
    2000-04-28

View on SEC IAPD

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