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Karen Ann Burke

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fargo, ND

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-22
ND RA APPROVED 2018-05-14
  • TX RA
    APPROVED
    Since 2018-05-22
  • ND RA
    APPROVED
    Since 2018-05-14

Branch Locations

51 Broadway N, Fargo, ND 58102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Fargo ND 12/2006 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fargo ND 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-02
  • S66 Uniform Combined State Law Examination
    2007-07-02
Other Names
  • Karen Ann Kingsley
  • Karen Ann Burke
  • Karen Burke

View on SEC IAPD

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Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND
MARINER · Fargo, ND
LPL ENTERPRISE, LLC · fargo, ND
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND
FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

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