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Eric Milhoua

Ubs Financial Services Inc.

Providence, RI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-11-10
TX RA APPROVED 2025-11-10
  • RI RA
    APPROVED
    Since 2025-11-10
  • TX RA
    APPROVED
    Since 2025-11-10

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc New York NY 09/2014 11/2017
Edward Jones St.LOuis MO 05/2018 11/2025
Unemployed New York NY 12/2017 04/2018
Ubs Financial Services Inc. Providence RI 11/2025 Present
  • 09/2014 → 11/2017
    Wells Fargo Securities, Llc
    New York, NY
  • 05/2018 → 11/2025
    Edward Jones
    St.LOuis, MO
  • 12/2017 → 04/2018
    Unemployed
    New York, NY
  • 11/2025 → Present
    Ubs Financial Services Inc.
    Providence, RI
Previous Registrations
  • 2018-06-11 → 2025-11-11
    Edward Jones
    Wakefield, RI
    Wilton, CT
    St Louis, MO
    Wakefield, RI
    Westerly, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-08
S63 Uniform Securities Agent State Law Examination 2009-06-29
  • S66 Uniform Combined State Law Examination
    2018-06-08
  • S63 Uniform Securities Agent State Law Examination
    2009-06-29
Other Names
  • Eric Michael Milhoua

View on SEC IAPD

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Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

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