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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-01-27
  • SC RA
    APPROVED
    Since 2016-01-27

Branch Locations

33 Market Point Dr., Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silver Oak Securities Inc Jackson TN 01/2015 Present
Waste Management Spartanburg SC 06/2017 Present
  • 01/2015 → Present
    Silver Oak Securities Inc
    Jackson, TN
  • 06/2017 → Present
    Waste Management
    Spartanburg, SC
Previous Registrations
  • 2015-01-21 → 2016-01-04
    Fintrust Investment Advisory Services, Llc
    Greenville, SC
  • 2014-05-29 → 2014-12-31
    Southern Trust Wealth Management
    Greenville, SC
  • 2014-01-31 → 2014-04-22
    Advantage Investment Management, Llc
    Greenville, SC
  • 2013-07-03 → 2013-12-17
    Southern Trust Wealth Management
    Greenville, SC
  • 2011-06-24 → 2013-04-16
    Greenville, SC
    Purchase, NY
  • 2009-08-04 → 2011-05-19
    Forest City, NC
    Greenville, SC
  • 2008-03-19 → 2009-07-21
    Truist Investment Services, Inc.
    Clemson, SC
    Greenville, SC
    Greenville, SC
    Greenville, SC
    Greenville, SC
    Belton, SC
    Clemson, SC
    Seneca, SC
    Seneca, SC
  • 2007-06-12 → 2008-02-20
    Morgan Stanley & Co. Llc
    Greenville, SC
Other Businesses

1) Southern Trust Wealth Management,Is Not Investment Related,33 Market Point Drive, Greenville, SC 29601,insurance,agent,2017-01-03,5 hours per month,0 hours per month during trading hours,Commission Compensation,Providing life insurance and Fixed annuity options to those that request them. 2) Waste Management, Outside Sales, Employee, start date of June, 2017, 120 hours per month, 110 hours per month during trading hours, 390 Innovation Way, Spartanburg, South Carolina 29627 3)Southern Trust Tax Preparation and Planning, Tax Preparation Services, 33 Market Point Drive, Greenville, SC 29601, start date of January 2017, 5 hours per month, not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-01
  • S66 Uniform Combined State Law Examination
    2007-06-01

View on SEC IAPD

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