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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-09-26
TX RA APPROVED 2022-09-23
  • UT RA
    APPROVED
    Since 2022-09-26
  • TX RA
    APPROVED
    Since 2022-09-23

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; COTTONWOOD HEIGHTS, UT; RESIDENTIAL; 100% OWNERSHIP WITH SPOUSE; START 8/1/2013; 0.50 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 2007-03-09
  • S66 Uniform Combined State Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    2007-03-09

View on SEC IAPD

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