Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-10-14 |
| TX | RA | APPROVED_RES | 2021-10-13 |
Branch Locations
444 Regency Pkwy Dr, Suite 102, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Omaha | NE | 10/2019 | 10/2021 |
| The Prudential Insurance Company Of America | Omaha | NE | 10/2019 | 10/2021 |
| Knights Of Columbus Insurance | Omaha | NE | 05/2008 | 09/2019 |
| Lpl Financial Llc | Omaha | NE | 10/2021 | Present |
1) 10/2021 - Non-Variable Insurance- Agent selling term and whole life, LTC, Disability- inv. related- Omaha, NE- start date 1/2020- 15hrs/mth 2) 10/2021- Tucker Properties LLC- Business Entity For Tax/Investment Purposes Only- inv. related- Omaha, NE- start date 10/26/2018- 1hr/mth 3) 10/2021 - Property and Casualty- Agent- inv. related- Omaha, NE- start date 10/2020- hrs/mth 4) 08/03/2023 - Real Estate Rentals - Investment Related - Omaha, NE - Real Estate Rental - Co-Owner - Start Date 05/02/2005 - 5 Hours Per Month/ 0 Hours During Trading 5) 11/14/2025 - Tucker Properties LLC - Real Estate Rental - Ralston & Genoa, NE - Investment Related - Start Date 08/01/2023 - 1 hour per month/ during trading 6) 12/30/2025 - Kluthe Investments LLC - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-06 |
Reach out to this advisor