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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dws/Deawm Distributors, Inc | Chicago | IL | 03/2015 | 03/2020 |
| Herald Investment Marketing, Llc | Chadds Ford | PA | 05/2020 | 08/2020 |
| Pickwick Capital Partners, Llc | White Plains | NY | 08/2020 | 10/2020 |
| Arcview Capital Llc | New York | NY | 10/2020 | 10/2022 |
| Flx Distribution, Inc | Bernardsville | NJ | 11/2022 | 05/2024 |
| Alps Distributors, Inc. | Denver | CO | 12/2022 | 05/2024 |
| Raymond James Financial Services, Inc. | Galloway | NJ | 06/2024 | Present |
| Fulton Bank | Manahawkin | NJ | 06/2024 | Present |
| Raymond James Financial Services Advisors, Inc | Galloway | NJ | 07/2024 | Present |
(1)Name of Business: Fulton Financial Advisors Address: 324 Route 72 W, Manahawkin, NJ, 08050-2815, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/03/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: investment sales and service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-23 |
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