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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

2900 Fire Road Suite 103, Egg Harbor Township, NJ 08234 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Egg Harbor Township NJ 10/1995 11/2024
Prudential Insurance Company Of America Egg Harbor Township NJ 10/1995 Present
Lpl Enterprise, Llc Egg Harbor Township NJ 11/2024 Present
  • 10/1995 → 11/2024
    Egg Harbor Township, NJ
  • 10/1995 → Present
    Prudential Insurance Company Of America
    Egg Harbor Township, NJ
  • 11/2024 → Present
    Egg Harbor Township, NJ
Previous Registrations
  • 2002-06-27 → 2024-11-14
    Egg Harbor Township, NJ
    Egg Harbor Township, NJ
    Egg Harbor Township, NJ
Other Businesses

1. 11/14/2024 - Upper Township Challenger Sports LLC - Non-Profit Board Member - Ocean View, NJ - INV REL - Start Date 01/02/2008 - 10hrs/mth 2. 02/19/2025 - Bozzi DiTroia Nygen Financial Group LLC - Business Entity For Tax/Investment Purposes Only - Egg Harbor Twp, NJ - INV REL - Start Date 10/01/2019 - 5hrs/mth | 1hr during trading 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-13
S65 Uniform Investment Adviser Law Examination 2000-08-01
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2000-08-01
Designations
Other Names
  • Daryl Ditroia

View on SEC IAPD

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