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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-02-20
  • OH RA
    APPROVED
    Since 2025-02-20

Branch Locations

14 S Paint St Suite 10, Chillicothe, OH 45601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chillicothe OH 04/2013 01/2020
Lcnb National Bank Chillicothe OH 04/2013 01/2019
Securities America, Inc. Chillicothe OH 01/2020 06/2024
Securities America Advisors Chillicothe OH 01/2020 06/2024
Osaic Wealth, Inc. Chillicothe OH 06/2024 02/2025
Osaic Wealth, Inc. Chillicothe OH 06/2024 02/2025
Creative Visuals Llc Chillicothe OH 06/2019 Present
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Legal Shield Chillicothe OH 02/2026 Present
  • 04/2013 → 01/2020
    Chillicothe, OH
  • 04/2013 → 01/2019
    Lcnb National Bank
    Chillicothe, OH
  • 01/2020 → 06/2024
    Securities America, Inc.
    Chillicothe, OH
  • 01/2020 → 06/2024
    Securities America Advisors
    Chillicothe, OH
  • 06/2024 → 02/2025
    Chillicothe, OH
  • 06/2024 → 02/2025
    Chillicothe, OH
  • 06/2019 → Present
    Creative Visuals Llc
    Chillicothe, OH
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Schaumburg, IL
  • 02/2026 → Present
    Legal Shield
    Chillicothe, OH
Previous Registrations
  • 2024-06-14 → 2025-02-21
    Chillicothe, OH
    Cincinnati, OH
  • 2020-01-31 → 2024-06-14
    Securities America Advisors, Inc.
    Cincinnati, OH
    Chillicothe, OH
  • 2013-04-29 → 2020-02-13
    Chillicothe, OH
    San Diego, CA
    Chillicothe, OH
    Chillicothe, OH
    Clarksburg, OH
    Frankfort, OH
    Washington C.H., OH
    Chillicothe, OH
    Lebanon, OH
    Wilmington, OH
    Wilmington, OH
  • 2012-10-01 → 2013-04-18
    Circleville, OH
  • 2008-04-29 → 2012-10-01
    Chase Investment Services Corp.
    Circleville, OH
  • 2007-05-15 → 2007-10-01
    St Louis, MO
    Chillicothe, OH
    Chillicothe, OH
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2008; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: WITTY LAND COMPANY LLC; INVESTMENT RELATED: NO; ADDRESS: CHILLICOTHE, OH 45601; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; 3. NAME OF OTHER BUSINESS: CREATIVE VISUALS LLC; INVESTMENT RELATED: NO; ADDRESS: CHILLICOTHE, OH 45601; NATURE OF BUSINESS: PHOTOGRAPHY BUSINESS; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PHOTOGRAPHY AND VIDEO; 4. NAME OF OTHER BUSINESS: 2020 WEALTH ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SECURITIES-RELATED DBA; 5.NAME OF OTHER BUSINESS: LEGAL SHIELD INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PRE-PAID LEGAL SERVICES START DATE: 2/18/26 POSITION/TITLE/RELATIONSHIP: ASSOCIATE APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OFFERING MEMBERSHIPS TO THIS SERVICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-11
  • S66 Uniform Combined State Law Examination
    2007-05-11

View on SEC IAPD

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