Richard Dennis Dickinson

Current Employers

Employment History

• 07/2012 → 03/2017
  Lpl Financial
  San Diego, CA
• 03/2017 → 12/2025
  Lpl Financial, Llc
  Mystic, CT
• 12/2025 → Present
  Cetera Advisor Networks Llc
  El Segundo Ca, CA
• 05/2022 → Present
  Rnb Llc
  Cape Coral, FL
• 09/2017 → Present
  Guided Financial Strategies Llc
  Mystic, CT
• 12/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-08-07 → 2025-12-26
  Lpl Financial Llc
  San Diego, CA
  East Hartford, CT
  Mystic, CT
  Chepatchet, RI
• 2008-09-09 → 2012-04-03
  Lpl Financial Llc
  East Hartford, CT
  Boston, MA
• 2008-06-19 → 2008-09-02
  Signator Investors, Inc.
  Rocky Hill, CT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 072006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: .5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS fixed insurance products 2. NAME OF OTHER BUSINESS: RnB, LLC INVESTMENT RELATED: NO ADDRESS: 5122 Santa Rosa CT Cape Coral FL 33904 NATURE OF BUSINESS: Rental Property START DATE: 05/2022 POSITION/TITLE/RELATIONSHIP: owner APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: landlord 3. NAME OF OTHER BUSINESS: Richard Dickinson Rental Property INVESTMENT RELATED: NO ADDRESS: 43 Thames St New London, CT 06320 NATURE OF BUSINESS: rental property START DATE: 04/2007 POSITION/TITLE/RELATIONSHIP: co-owner APX NUMBER OF HOURS PER WEEK: minimal APX NUMBER OF HOURS DURING TRADING HOURS: minimal BRIEF DESCRIPTION OF DUTIES: Property management and upkeep 4. NAME OF OTHER BUSINESS: Guided Financial Strategies LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 09/2017 POSITION/TITLE/RELATIONSHIP: managing partner APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: provide financial services

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-04
• S63 Uniform Securities Agent State Law Examination
  2007-03-07

Other Names

• Rick D Dickinson