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David Franklin Spivey

Voya Financial Advisors, Inc.

Tampa, FL

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-09
  • FL RA
    APPROVED
    Since 2026-07-09

Branch Locations

5310 Cypress Center Dr Suite 125, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Insurance Agency Lutz FL 01/2007 06/2026
Voya Financial Advisors Lutz FL 09/2014 12/2022
Gwn Securities Inc. Palm Beach Gardens FL 01/2023 08/2023
Voya Financial Advisors Land O Lakes FL 06/2026 Present
  • 01/2007 → 06/2026
    Capital Insurance Agency
    Lutz, FL
  • 09/2014 → 12/2022
    Voya Financial Advisors
    Lutz, FL
  • 01/2023 → 08/2023
    Gwn Securities Inc.
    Palm Beach Gardens, FL
  • 06/2026 → Present
    Voya Financial Advisors
    Land O Lakes, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-24
S65 Uniform Investment Adviser Law Examination 2017-06-17
  • S63 Uniform Securities Agent State Law Examination
    2026-07-24
  • S65 Uniform Investment Adviser Law Examination
    2017-06-17
Other Names
  • David Franklin Spivey

View on SEC IAPD

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