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Christopher Dennis Jaques

Stifel, Nicolaus & Company, Incorporated

Chico, CA

CRD 5278152

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
CA RA APPROVED 2008-08-26
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • CA RA
    APPROVED
    Since 2008-08-26

Branch Locations

901 Bruce Road, Chico, CA 95928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Paradise CA 08/2008 Present
  • 08/2008 → Present
    Stifel Nicolaus & Co Inc
    Paradise, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-22
  • S66 Uniform Combined State Law Examination
    2007-03-22

View on SEC IAPD

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