Best Investors Account Sign in

Dustin J Giannangelo

Kestra Advisory Services, LLC

Phoenix, AZ

Austin, TX

CRD 5277590

Claim This Profile
Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-05-09
  • AZ RA
    APPROVED
    Since 2017-05-09

Branch Locations

4040 E. Camelback Rd. #235, Phoenix, AZ 85018 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Phoenix AZ 09/2014 05/2017
Kestra Investment Services, Llc Phoenix AZ 05/2017 Present
Kestra Advisory Services, Llc Phoenix AZ 05/2017 Present
Previous Registrations
  • 2014-09-30 → 2017-05-17
    Phoenix, AZ
    Phoenix, AZ
    Mesa, AZ
  • 2014-02-05 → 2014-10-07
    New England Securities
    Phoenix, AZ
Other Businesses

Name: KESTRA ADVISORY SERVICES LLC POS: Investment advisor representative NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 05/09/2017 ADDRESS: 5707 SW Parkway Building 2 Suite 400, Austin TX 78735 DESC: Provide investment and financial advice. Name: Fusion Wealth Management Inv Rel: Yes Address: 4040 E. Camelback Road #235 Phoenix AZ 85018 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: CEO Start Date: 5/9/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Financial Advisor Name: NEUTRINOIQ POS: Owner/CEO NOB: Financial Software INV REL: No # OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 11/15/2024 ADDRESS: 4040 E. Camelback Road, 235, Phoenix AZ 85018 DESC: Product vision and leadership. Name: DG ELITE BASEBALL POSITION: Head Coach NATURE: Coaching baseballl INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2026 ADDRESS: 4040 E. Camelback Road, 235, Phoenix AZ 85018, United States DESCRIPTION: Coaching and mentoring kids in the game of baseball.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-17
S63 Uniform Securities Agent State Law Examination 2007-03-09
  • S66 Uniform Combined State Law Examination
    2014-07-17
  • S63 Uniform Securities Agent State Law Examination
    2007-03-09
Other Names
  • Dustin Joseph Giannangelo
  • Dustin J Giannangelo

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor