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Patrick Christopher Nelson

Hantz Financial Services, Inc.

Bay City, MI

CRD 5277489

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Employer firm

Hantz Financial Services, Inc. CRD 46047

$10.0B regulatory AUM 1,861 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-11-02
CT RA APPROVED 2022-11-02
KY RA APPROVED 2016-10-12
NJ RA APPROVED 2016-10-03
WI RA APPROVED 2016-09-30
GA RA APPROVED 2016-09-29
IN RA APPROVED 2016-09-29
TX RA APPROVED 2014-01-17
CA RA APPROVED 2012-03-23
FL RA APPROVED 2012-03-13
MI RA APPROVED 2011-02-02
  • CO RA
    APPROVED
    Since 2022-11-02
  • CT RA
    APPROVED
    Since 2022-11-02
  • KY RA
    APPROVED
    Since 2016-10-12
  • NJ RA
    APPROVED
    Since 2016-10-03
  • WI RA
    APPROVED
    Since 2016-09-30
  • GA RA
    APPROVED
    Since 2016-09-29
  • IN RA
    APPROVED
    Since 2016-09-29
  • TX RA
    APPROVED
    Since 2014-01-17
  • CA RA
    APPROVED
    Since 2012-03-23
  • FL RA
    APPROVED
    Since 2012-03-13
  • MI RA
    APPROVED
    Since 2011-02-02

Branch Locations

115 First St., Bay City, MI 48708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Southfield MI 01/2007 Present
  • 01/2007 → Present
    Hantz Financial Services
    Southfield, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-27
S63 Uniform Securities Agent State Law Examination 2007-02-02
  • S65 Uniform Investment Adviser Law Examination
    2010-04-27
  • S63 Uniform Securities Agent State Law Examination
    2007-02-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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