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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-11 |
| NJ | RA | APPROVED | 2017-09-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade, Inc | Paramus | NJ | 01/2010 | 10/2016 |
| Amerivest Investment Management, Llc | Paramus | NJ | 01/2010 | 10/2016 |
| Tiaa-Cref Individual & Institutional Services, Llc | Hackensack | NJ | 11/2016 | 08/2017 |
| Tiaa | Hackensack | NJ | 11/2016 | 08/2017 |
| J.P. Morgan Securities Llc | Ridgewood | NJ | 09/2017 | Present |
| Jpmorgan Chase Bank, Na. | Ridgewood | NJ | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
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