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2033 Main Street Suite 202, Sarasota, FL 34237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-21 |
Branch Locations
2033 Main Street Suite 202, Sarasota, FL 34237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genspring Family Offices, Llc | Jupiter | FL | 10/2014 | 03/2018 |
| Genspring Suntrust Private Wealth | Jupiter | FL | 03/2018 | 03/2019 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 03/2019 | 08/2020 |
| Compound Family Offices, Llc | Sarasota | FL | 09/2020 | Present |
RESTAURANT REVIEWS POSITION: Independent Contractor NATURE: I write up restaurant service reviews for reimbursement, a hobby. The nature is an independent contractor relationship. The general term is a mystery shopper (secret shopper). The activity is not related to investments. The activity takes up two hours of time each week, none of which takes place during trading or work hours. No reviews are publicized, and I remain anonymous. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2014 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: I sign up to review a restaurant, go to the restaurant and dine. I observe service and food quality and various aspects of the restaurant. I fill out a brief survey and write detailed comments. Food expenses are reimbursed. This is a hobby.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-13 |
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